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Proxy Plumbing - A Primer for the Coming Policy Debate

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Manage episode 489565491 series 1782649
Content provided by The Federalist Society. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by The Federalist Society or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://staging.podcastplayer.com/legal.
The SEC has periodically examined the ecosystem governing public company shareholder communications and voting—the “proxy plumbing ecosystem”—and it is expected that the SEC will again review this area under soon-to-be SEC Chairman Paul Atkins’ leadership. This panel will focus on how the proxy ecosystem works, the organizations that control and maintain the “plumbing” and the roles each participant plays in assuring that shareholders can get their votes executed.
Consider this a primer so that when the debate occurs you can follow it, and why some will vociferously seek to maintain the status quo while others will with equal force seek to disrupt it.
Featuring:
Lawrence Conover, Vice President, Special Advisor for Proxy & Corporate Actions, Broadridge
Hon. Troy Paredes, Founder, Paredes Strategies LLC
Matthew Thornton, Deputy General Counsel, Investment Company Institute
Moderator: Joanne Medero, Former Managing Director, BlackRock Inc.
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1033 episodes

Artwork
iconShare
 
Manage episode 489565491 series 1782649
Content provided by The Federalist Society. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by The Federalist Society or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://staging.podcastplayer.com/legal.
The SEC has periodically examined the ecosystem governing public company shareholder communications and voting—the “proxy plumbing ecosystem”—and it is expected that the SEC will again review this area under soon-to-be SEC Chairman Paul Atkins’ leadership. This panel will focus on how the proxy ecosystem works, the organizations that control and maintain the “plumbing” and the roles each participant plays in assuring that shareholders can get their votes executed.
Consider this a primer so that when the debate occurs you can follow it, and why some will vociferously seek to maintain the status quo while others will with equal force seek to disrupt it.
Featuring:
Lawrence Conover, Vice President, Special Advisor for Proxy & Corporate Actions, Broadridge
Hon. Troy Paredes, Founder, Paredes Strategies LLC
Matthew Thornton, Deputy General Counsel, Investment Company Institute
Moderator: Joanne Medero, Former Managing Director, BlackRock Inc.
--
To register, click the link above.
  continue reading

1033 episodes

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