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The Future of SOAs: AI, Compliance, and the Mindset Shift
Manage episode 482668897 series 3279785
In this episode, host Nigel Baker is joined by Dr Katherine Hunt to explore one of the most debated topics in the financial advice industry: the future of Statements of Advice (SOAs).
With looming legislative changes, increased scrutiny on compliance, and the rapid evolution of AI tools, how should advisers respond?
This episode dives into:
✅ AI and the automation of SOA workflows✅ Compliance in a post-reform world✅ Why advice quality starts with strategy, not documents✅ The role of tech in scaling meaningful client engagement✅ Practical opportunities for paraplanning firms and licensees
Packed with insights, strong opinions, and practical suggestions — this is a must-listen for forward-thinking financial professionals.
🎧 Listen now and transform the way you think about advice delivery.
69 episodes
Manage episode 482668897 series 3279785
In this episode, host Nigel Baker is joined by Dr Katherine Hunt to explore one of the most debated topics in the financial advice industry: the future of Statements of Advice (SOAs).
With looming legislative changes, increased scrutiny on compliance, and the rapid evolution of AI tools, how should advisers respond?
This episode dives into:
✅ AI and the automation of SOA workflows✅ Compliance in a post-reform world✅ Why advice quality starts with strategy, not documents✅ The role of tech in scaling meaningful client engagement✅ Practical opportunities for paraplanning firms and licensees
Packed with insights, strong opinions, and practical suggestions — this is a must-listen for forward-thinking financial professionals.
🎧 Listen now and transform the way you think about advice delivery.
69 episodes
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